Objective 5.5

SY0-701

Explain types and purposes of audits and assessments

Objective 5.5 sits in Security Program Management and Oversight, which carries 20% of the Security+ exam. The questions below are original, written from the official objective title above, and each explanation cites the CompTIA page it rests on.

Objective title verbatim from the official objectives. CompTIA exam page ↗

A worked example

Shown solved, with the whole explanation open: this is what every question here carries.

5-5Security Program Management and Oversight

Which type of audit demonstrates that an independent assessor validated a cloud provider's controls against a specific regulatory framework such as FedRAMP?

An external audit performed by an independent outside assessorCorrect · your answerCorrect. Independence is what makes the finding usable by customers.
An internal audit performed entirely by the provider's own staffSame organization, same reporting line. A customer has no reason to treat the conclusion as impartial.
A vulnerability disclosure report submitted by an outside researcherCovers one flaw a researcher happened to find. Silent on the control set as a whole.
Rules of engagement negotiated ahead of a penetration testThe scoping agreement signed before a test begins, not a result anyone can be shown.

Correct.

Checked against cheatsheetseries.owasp.org, July 2026

Concept

The weight a compliance claim carries depends on who produced it. A review run by the same organization that built the system is useful for finding problems and worth nothing as proof to a customer, because the reviewer answers to the party being reviewed. Independence is the property that makes a finding transferable, which is why frameworks customers are meant to rely on all require an accredited third party to do the assessment.

Why A

Validation against FedRAMP by an outside assessor is, by definition, an external audit.

Source

Related external regulations and certifications Microsoft's online services are regularly audited for compliance with external regulations and certifications. Refer to the following table for validation of controls related to governance, risk, and compliance.... Microsoft 365 External audits Section Latest report date FedRAMP…

Microsoft Learn: Governance, risk, and compliance, checked July 2026
#external audit#compliance

Now you: objective 5.5 questions

No account needed. The explanation opens when you answer.

Sample question 1 of 3

5-5Security Program Management and Oversight

A company's own compliance team reviews the security control framework every quarter and reports the results directly to the chief information security officer, without engaging any outside firm. Which audit type does this describe?

Sample question 2 of 3

5-5Security Program Management and Oversight

A cloud provider hires an independent CPA firm to test its controls over a six month period. The firm then issues a SOC 2 report that customers can rely on as proof of compliance. What is the SOC 2 report itself best described as?

Sample question 3 of 3

5-5Security Program Management and Oversight

A researcher privately reports a vulnerability to a vendor. After six months with no patch or response, the researcher publishes full technical details, including exploit code, to force action. Which disclosure approach is this?

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Read the sources

These are the official pages the questions above cite. Reading them is studying the objective from the primary source, which is what the explanations point you toward anyway.

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